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Runtime Upgrades

Runtime upgrades allow Kusama to change the logic of the chain without the need for a hard fork.

Forkless Upgrades​

You may have encountered the term "hard fork" before in the blockchain space. A hard fork occurs when a blockchain's logic changes such that nodes that do not include the new changes cannot remain in consensus with nodes that do. Such changes are backward incompatible. Hard forks can be political due to the nature of the upgrades and logistically demanding due to the number (potentially thousands) of nodes in the network that need to upgrade their software. Thus, hard forking is slow, inefficient, and error-prone due to the levels of offline coordination required and, therefore, the propensity to bundle many upgrades into one large-scale event.

By using Wasm in Substrate (the framework powering Polkadot, Kusama, and many connecting chains), parachains are given the ability to upgrade their runtime (a chain's "business logic") without hard forking.

Rather than encoding the runtime in the nodes, Kusama nodes contain a WebAssembly execution host. They maintain consensus on a very low-level and well-established instruction set. Upgrades can be small, isolated, and very specific by deploying Wasm on-chain and having nodes auto-enact the new logic at a particular block height.

The Kusama runtime is stored on the Kusama blockchain itself. Kusama can upgrade its runtime by upgrading the logic stored on-chain and removes the coordination challenge of requiring thousands of node operators to upgrade in advance of a given block number. Polkadot stakeholders propose and approve upgrades through the on-chain governance system, which also enacts them autonomously.

As a result of storing the Runtime as part of the state, the Runtime code itself becomes state sensitive, and calls to Runtime can change the Runtime code itself. Therefore, the Polkadot Host must always ensure it provides the Runtime corresponding to the state in which the entry point has been called.

Client Releases​

The existing runtime logic is followed to update the Wasm runtime stored on the blockchain to a new version. The upgrade is then included in the blockchain itself, meaning that all the nodes on the network execute it. Generally, there is no need to upgrade your nodes manually before the runtime upgrade, as they will automatically start to follow the new logic of the chain. Nodes only need to be updated when the runtime requires new host functions, or there is a change in networking or consensus.

Transactions constructed for a given runtime version will not work on later versions. Therefore, a transaction constructed based on a runtime version will not be valid in later runtime versions. If you can’t submit a transaction before the upgrade, it is better to wait and construct it afterward.

Although upgrading your nodes is generally not necessary to follow an upgrade, we recommend following the Kusama releases and upgrading promptly, especially for high-priority or critical releases.

New Client Releases

The details about the latest client releases can be found in the releases section on the Polkadot repository. A detailed analysis for client releases can be viewed on the Polkadot Forum.

Runtime vs Client versions​

The runtime and client versions are distinct from each other. The runtime versioning typically looks like network-xxxx, whereas the client versioning looks like vx.x.xx. For instance, the runtime version shown on the top left section of Polkadot-JS UI below is kusama-9370, and the client (node) version shown on the top right section is v0.9.36.

Runtime vs Client versioning

Querying runtime and client versions

The runtime version can be queried on-chain through Polkadot-JS UI by navigating to the Developer tab > Chain State > Storage > system and query lastRuntimeUpgrade().

The node version can be queried by navigating to the Developer tab > RPC calls > system and query version().

Runtime Upgrades for Various Users​

For Infrastructure Providers​

Infrastructure services include but are not limited to the following:

  • Validators
  • API services
  • Node-as-a-Service (NaaS)
  • General infrastructure management (e.g. block explorers, custodians)
  • Wallets

For validators, keeping in sync with the network is key. At times, upgrades will require validators to upgrade their clients within a specific time frame, for example, if a release includes breaking changes to networking. It is essential to check the release notes, starting with the upgrade priority and acting accordingly.

General infrastructure providers, aside from following the Kusama releases and upgrading in a timely manner, should monitor changes to runtime events and auxiliary tooling, such as the Substrate API Sidecar.

Transactions constructed for runtime n will not work for any other runtime >n. If a runtime upgrade occurs before broadcasting a previously constructed transaction, you will need to reconstruct it with the appropriate runtime version and corresponding metadata.

For Nominators​

Runtime upgrades don't require any actions by a nominator, though it is always encouraged to keep up-to-date and participate with the latest runtime upgrade motions and releases while keeping an eye on how the nodes on the network are reacting to a new upgrade.

Monitoring Runtime Changes​

You can monitor the chain for upcoming upgrades. The client release notes include the hashes of any proposals related to any on-chain upgrades for easy matching. We recommend keeping track of the Polkadot Fellowship's runtime upgrades to be aware of changes in the runtime logic.

Governance V1​

Monitor the chain for:

  1. democracy(Started) events and log index and blockNumber. This event indicates that a referendum has started (although it does not mean it is a runtime upgrade). Get the referendum info*; it should have a status of Ongoing. Find the ending block number (end) and the enactment delay (delay). If the referendum passes, it will execute on block number end + delay.
  2. democracy(Passed), democracy(NotPassed), or, democracy(Cancelled) events citing the index. If Passed, you need to look at the scheduler(Scheduled) event in the same block for the enactment block.
  3. democracy(PreimageNoted) events with the same hash as the ReferendumInfoOf(index) item. This may be up to the last block before execution, but it will not work if this is missing.
  4. democracy(Executed) events for actual execution. In the case of a runtime upgrade, there will also be a system(CodeUpdated) event.

You can also monitor Polkassembly for discussions on on-chain proposals and referenda.

* E.g. via pallets/democracy/storage/ReferendumInfoOf?key1=index&at=blockNumber on Sidecar.

Polkadot OpenGov​

Runtime upgrades are voted on and executed via Polkadot OpenGov. You should monitor the Relay chain as follows to know when the next runtime upgrade will be enacted:

  1. Check each block for referenda (Submitted) events and check if track is 1, which means it's whitelistedCaller - this is the only track that can enact runtime upgrdes - and log its index and proposal, this will help you keep track of the proposal's evolution. With the index you can lookup the details of the proposal in Polkassembly.io to see if it corresponds with a runtime upgrade.
  2. In the same block, look for the extrinsic referenda.submit, which has the enactment_moment for the proposal in blocks.
  3. Check also for referenda (DecisionDepositPlaced) events where index matches the one previously found. This means that the required deposit has been placed.
  4. referenda (DecisionStarted) indicates that the decision period has started for the referenda of that index.
  5. referenda (ConfirmStarted) indicates that index's referenda has entered the confirmation period.
    1. referenda (Confirmed) indicates that index's referenda has been confirmed and will enter the enactment period. With this and enactment_moment, you can estimate when the proposal will be enacted.
    2. referenda (Rejected) indicates that index's referenda has been rejected and will not be enacted.
  6. Once the enactment period is over, there will be a system(CodeUpdated) event confirming the execution of the runtime upgrade.